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Cognitive Impairment and Cognitive Rehabilitation after Traumatic Brain Injury

by Gerry Brooks, MA, CCC, CBIST
Director of Brain Injury Programs
Northeast Center for Special Care

Cognition

"Cognition" refers to thinking. As a result of thinking we come to understand things. We learn, we gain confidence, we grow up. We come to believe certain things and to disbelieve others. We develop a belief about who we are, beliefs about others, and beliefs about our world. What we believe to be true we call "knowledge" and what we believe we know becomes our reality.

There are a number of mental or cognitive abilities we have related to thinking. There is a lot science doesn't yet understand about cognition but we know much if not all of it occurs in the brain and that specific parts of the brain are devoted to specific abilities, such as the ability to pay attention, to make sense of what we see, hear, smell, taste, and touch, to recall what we have stored in memory, and to problem solve, reason, and communicate. We are learning more and more about our amazing, and amazingly complicated human brains, as we continue to do research.

We believe we are the only creatures who have developed high level thinking ability. Animals rely more on instincts that are like computer programs within their brains. These "instinct programs" provide the animal with reactions to everyday situations that favor survival. There is little true thinking required as far as we know. These programs appear to function more or less automatically whenever some internal experience (such as hunger) or external event (such as a threat from another animal) switches them on.

We have some of the same instinctual programming as animals. When we act "impulsively" we act without thinking, obeying instincts similar to those of animals. When we give in to our impulses, however, we often find that our automatic, instinctual reactions rarely work as well for us in human society as they do for animals in their kingdom.

Instead of relying on instinctual behavior, humans can stop, think, problem solve and plan if necessary, and then proceed. This kind of thinking ability gives humankind an enormous survival advantage. Learning, art, science, and our various technologies are all the result of the capacity to think. We are among the most adaptable creatures on the planet, able to overcome conditions and obstacles far beyond the range of most (though probably not all) animals' rigid instinctual responses.

Of course, thinking comes with its own set of problems. Because we all think differently, thought-governed, human behavior isn't as predictable as instinct-driven, animal behavior. This is why we have to work at creating trust with each other and why we have a harder time getting along than most other species on the planet. Interpersonal conflict seems to be a “side-effect” of thinking. Others include confusion, doubt, divorce, worry, depression, sleeplessness, and war. Ironically, the capacity that improves our chances for survival can also threaten it.

Yet for better or for worse, thinking is central to human life as we know it, so much so that the French philosopher Rene Descartes concluded, "I think, therefore I am."


Brain Injury

Injuries due to car accidents, falls, combat, strokes, heart attacks, drug overdoses, and other catastrophic events can cause damage to the brain. Traumatic brain injury, or "TBI," is the term that refers to any blow to the head from striking or being struck by some hard surface, or by the blast wave from an explosion. Such traumas create a "concussion," a violent movement of the brain inside the skull that damages fragile brain cells.

Damage to even a small number of brain cells can interfere with thinking and related cognitive functions such as attention, memory, emotional regulation, language, visual perception, problem solving and others mentioned earlier. Because the brain controls almost every physical function as well, both cognitive and physical impairments frequently accompany brain injury.

The type of impairment experienced by an individual who has suffered a traumatic brain injury depends on what parts of the brain were affected. In the most severe cases there may be damage to parts of the brain that govern awakening, resulting in coma or the so-called "vegetative state," where a person's eyes may open but they otherwise behave as if asleep. A "minimally conscious state," or "MCS," is a state where the individual shows some reliable responses but is not yet fully conscious.


Cognitive Rehabilitation after Brain Injury

"Cognitive rehabilitation" refers to the efforts to improve a person's ability to perform mental functions. It may be difficult to find a cognitive rehabilitation program. Physical therapies have existed for many years and programs for treating physical impairment are better developed and more plentiful than those for treating cognitive impairment. Cognitive abilities may take longer time to improve than physical ones. Consequently, even if cognitive rehabilitation is available, treatment may end before meaningful recovery can occur due to limitations in reimbursement.

A lot more attention is being paid to cognitive impairments and to cognitive therapies as a result of the wars in Iraq and Afghanistan. Hopefully, this will result in more research and more funding for cognitive rehabilitation programs. Currently cognitive rehabilitation is a specialty of only a few rehabilitation programs throughout the United States and many insurance programs continue to refuse to pay for it despite growing evidence that it is effective.


Beginning Treatment

Treatment begins with evaluation. Evaluation of attention, orientation, mood regulation, memory, thinking, language, visual perception, communication, and complex thinking (called "executive control" or "executive functioning") is necessary so that treatment can be focused on the mental functions most in need of improvement. Some evaluation may be done with specific tests. Assessment must also include observing the individual in real-life situations as they attempt to meet everyday challenges.

Because cognition is a part of virtually every human skill, cognitive evaluation is the shared responsibility of several professions. For example, professionals in the fields of education, medicine, nursing, nutrition, occupational therapy, physical therapy, psychiatry, psychology, recreation therapy, social work, speech-language pathology and vocational rehabilitation can all contribute essential information to a comprehensive assessment.


The Treatment Team

When professional evaluations are completed, the team will meet and share impressions. The team typically meets with the person who is to receive treatment and any involved family member(s) to discuss findings and to compare impressions. The perspectives of the family, who have known the individual for a lifetime, and of the individual served, are essential to this process. The team is usually coordinated by a senior member--a rehabilitation doctor, case manager, or an experienced therapist.

The goal of the initial meeting is to establish a preliminary set of treatment priorities and associated methods for treatment forged into a structured program with specific goals and a daily schedule. The program should take into account what the individual receiving treatment wants, and, if the treatment is occurring in an institutional setting, what they most require in order to return to and participate in Community living. The treatment program will need to be tried for a period of time and then re-evaluated. Based on the evaluation of progress, different goals, different forms of treatment, and different professionals, may be included as time goes on.

The Treatment Team must ultimately serve the goals of the individual being treated. At first an individual served may not be able to meaningfully contribute his or her point of view due to cognitive or communicative deficits. In such cases, one of the most important measures of improvement will be the degree to which the individual becomes able to participate in self-evaluation and treatment planning.


Motivation

One of the biggest challenges in rehabilitation after a brain injury is lack of motivation.

Motivation is about doing what it takes to accomplish something you want. It sounds simple, but consider the following story:

Jill wants to lose weight. She doesn't love working out or getting up early to go to the gym several times a week. But she is clear about wanting the rewards of a toned body, feeling good, and so on. Jill is making progress but she often finds that in order to stick with it, she has to "dig deep," and remind herself why she needs to keep going. She keeps track of her progress so she can see that she is getting closer and closer to her goal. Jill recalls that she didn't like school all the time either and that she often found it very challenging. Sometimes it helps to remind herself that because she stuck with it she now enjoys a career that provides her with a paycheck and a lot of personal satisfaction!


This example illustrates that motivation may begin with a particular desire but sustaining motivation depends on the mental acts of digging deep, keeping track of your progress, recalling past successes, and self-encouragement. These kinds of mental acts may be much more difficult after brain injury. The individual may very well want to improve, but desire alone is not enough. Motivation is highly dependent upon intact cognition.

Some injuries result in impulsiveness, a neurologic problem that can interfere with motivation by disturbing the individual's ability to regulate attention and emotions.

Brain injury may also reduce awareness that makes it difficult to see there is a problem. The individual may not be aware of their deficits and therefore see no need for treatment.


Self-Awareness, Identity and Reflection

The ability to see ourselves as others do, to reflect on our abilities, our liabilities, our past experiences, our future hopes, and to integrate all into a coherent sense of self, into what we call "identity," may be the most profound casualty of brain injury.

Self-awareness begins in infancy. The infant’s fascination with her hand or image in a mirror, the discovery that a push propels a ball across the floor, and the realization that words have power, are instances of self-awareness with which we are all familiar. Throughout our lives we develop self-awareness of our capacities and our limits.

Out of our various self-awareness's we create identity. Much as an author creates a character in a book, with a unique repertoire of strengths, frailties, and responses to life circumstances, we shape our identity. Our identity represents the set of characteristics by which we know ourselves and by which we hope to be known. The core of our identity consists of attitudes, beliefs, and values that are more or less stable and that provide guidance for our decisions and actions throughout our lives.

Identity is subject to change. In everyday circumstances we may find our image of our self shifts somewhat. We may feel more self assured, smarter, and more important in some situations and around certain people. Life challenges may change the way we think of ourselves--either positively or negatively, depending upon how we respond to them--and cause us to revise our overall sense of who we are.

Our sense of self may undergo even more dramatic changes when we change physically, as a result of adolescence, injury, or aging, for example. We may change when we encounter some life experience that tests us in some way and reveals something about us we had not been aware of. As a result of such “turning points” people can change the way they think and feel about themselves, and dramatically change the way they conduct their lives as a result.

The feelings we have about our own identity we call "self-esteem." We either approve (have high self-esteem) or disapprove (have low self-esteem). Sometimes we seesaw between the two. A person who is generally self-approving tends to be more optimistic and hopeful. Self-disapproving individuals tend to be less optimistic and less hopeful. Self-esteem is a powerful determinant of our future because it determines our levels of optimism and hope which tend to shape our actions and decisions.

Self-awareness, identity, and self-esteem could not exist without the capacity to reflect. Reflection is a cognitive function that is characteristic of a normally functioning brain. It is a remarkable ability to stand back from ourselves and our circumstances and observe and evaluate, as if looking at our reflection in a mirror. Most of us come equipped with a sizeable mental mirror--an extraordinary capacity to reflect. We can mentally view ourselves in the context of performing a task, a social situation, or an entire lifetime.

Reflection is an act of "metacognition," meaning that it is an act of thinking about the thinker. We utilize this remarkable capacity through most of every day in both small and large ways. When we think about what we have to do, even as we continue to do what we are doing, we are reflecting. When we guide an action to completion, keeping in mind what we have done and what we have left to do, we are reflecting. When we pause mentally, considering how best to proceed, we are reflecting. When we sit alone in a quiet moment to think about a particular event or about our life as a whole, we are reflecting. Reflection is the basis of understanding, insight and judgment, and it is the basis of motivation, as discussed earlier.

After a brain injury, the capacity for reflection may be diminished to varying degrees. The combination of problems with attention, memory, thinking, and other cognitive functions may throw our abilities to view and to guide our own behavior, to gain insight and to exercise judgment, into a confused and volatile state. Acting on impulse may be the only option. It is understandable how all of this may lead to feeling confused, anxious, even terrified or hopeless; to dramatic mood swings and erratic behavior. Absent the capacity to reflect, the sense of self is tossed about like a dingy in a raging sea.

The essential goals of cognitive rehabilitation then are to (a) promote the person’s capacity to communicate and participate in treatment planning, (b) restore the capacity for self-awareness and reflection and (c) to help the individual re-construct a coherent, meaningful, and hopeful identity. Problems with behavior, motivation, and ultimately, failure to achieve a best recovery from brain injury, are all the inevitable consequences of failing to adequately address these areas. It all takes time, patience, support and a number of interrelated approaches.


Cognitive Therapy

These comments concerning therapy are based upon our experience at the Northeast Center for Special Care, as well as the author’s thirty-odd years of experience in brain injury rehabilitation. It is worth pointing out that while some practitioners (and researchers) operate exclusively within acute care settings that typically limit treatment to several weeks during the period just after medical stabilization, our own experience is derived of rehabilitation begun months or in some cases years post-injury, and continuing for months or years. In other words, Northeast Center for Special Care provides intensive treatment for individuals with a wide range of severity over a longer period of time than in most other settings. We may be uniquely positioned, therefore, to observe more varied patterns of recovery than is commonly reported, and as one of the largest brain injury rehabilitation programs in the world, we may be able to develop approaches that are varied and comprehensive to an extent that may be impossible or seem unnecessary in other settings.

Occupational therapists, psychologists, and speech-language pathologists, in particular, may work very closely to support recovery of self-awareness, reflection, and identity discussed earlier. Improving other cognitive skills without paying specific attention to development of these three areas will greatly reduce chances for a best outcome. The individual must be helped to tolerate feedback about their performance and assisted in learning to self-evaluate objectively, always with a high emphasis upon respect for self and with lots of encouragement.

We have found it helpful to write out a first-person, narrative account of what happened to them, what is being worked on, and what the short and long term goals are. Having all of this provided in narrative form helps many individuals to see connections between different aspects of treatment. If the individual is more disoriented, the narrative can begin with a brief account of the individual’s pre-injury history. Eventually the narrative should include a profile of the individual’s strengths and weaknesses, with an emphasis on strengths.

The writing of the narrative should gradually become the responsibility of the individual receiving treatment and should at all times reflect positively upon issues that are most important to the person at that point in time. Another important step is to have the individual learn to internalize the information in the narrative by practicing the presentation of the narrative to others--peers and family members, for example. At first these presentations can be readings of the narrative. Over time, presentations can be made from an outline only. The outlines can be gradually faded until the individual is able to present the material more or less “by heart,” with only occasional prompting by a therapist.

The effect of this approach is that it restores a basic sense of identity. Our experience has been that once individuals begin to internalize the narrative, they become more spontaneous, interactive, and hopeful. We have also noted improvements in memory.

This work can be developed in many ways. We consider it an essential platform upon which higher levels of self awareness, judgment, and identity reconstruction can occur. Concerning the area of identity construction, interested readers are referred to the excellent works of Mark Ylvisaker on this subject.

Developing self-awareness and useful compensatory strategies to high levels requires a patient, well-integrated approach that is beyond the scope of this paper. The reader is referred to the seminal works of Yehuda Ben-Yishay who is deservedly considered the “Father of Cognitive Rehabilitation.” Many of the approaches used at the Northeast Center for Special Care had their conceptual origins in Dr. Ben-Yishay’s exceptional body of work.

Virtually every person who has contact with the individual served can participate in cognitive rehabilitation efforts. Family members, dieticians, nurses, nurse aides, doctors, social workers, recreation therapists, and others responsible for helping the individual can be taught methods for stabilizing mood, for eliciting attention to tasks at hand, for providing information in a way most likely to be understood, for helping the individual use memory-aids, and for supporting attempts at communication, decision making, and problem solving. Virtually every interaction can contribute to the therapeutic effort if individuals involved are given some pertinent knowledge about brain injury and cognitive disability.

The individual served must not spend most of the day waiting passively for a therapist and watching TV. This is a major weakness of programs within many health care settings. Normal cognitive function is organized by self-direction. Individuals who do not have enough to do may appear more impaired than they are and take longer to recover than those who do. It is important that there are enough high quality activities, in addition to formal therapies, so that the individual can move "under their own steam" through a day full of people, places, and challenges, with a gradual reduction in the amount of assistance provided. This type of approach multiplies the effects of formal therapies many times over.

There are many activities that can be utilized to improve the basic cognitive functions of attention, orientation, memory, visual perception, language, thinking, and executive control. Among these are so-called "alternative" therapeutic activities such as video and board games, sports activities, painting, singing, crafts, and any other activity that is personally satisfying and that challenges cognition. A stimulating recreational therapy program is a key ingredient of cognitive rehabilitation.

Art, dance, music, theatre, and writing workshops conducted by artists familiar with brain injury may have a unique appeal and benefit. The arts are fun and engaging and can produce uniquely high levels of cognitive and physical challenge, personal satisfaction and self-esteem.

There are promising high tech therapies as well. Among these, EEG biofeedback, medications, and computer-mediated therapies that may improve attention, thinking, and memory. Palm-pilots, PC’s, pagers, and other electronic aids may be used with excellent results to support memory and self-organization.

Some of the best therapies are everyday activities such as using the telephone, writing an e-mail, making a sandwich for lunch, taking the dog for a walk, going shopping, and going to work. Opportunities for normal activities like these should be provided as soon as possible and supported by the treatment program.

Severely impaired individuals in particular may relate far better to everyday and recreational activities than to formal therapies. Their engagement in such activities in the early stage of recovery can often lead to enough improvement in cognition and self awareness so that the individual can eventually participate in more focused, traditional treatments. For example, we have used activities such as sorting mail in the facility’s post office to engage a very severely impaired man emerging from coma. We had tried several other approaches and nothing “grabbed” him. Had we not had this opportunity at our disposal, we might have underestimated his ability to be engaged and then missed a significant treatment opportunity.

Unfortunately, in most rehabilitation settings individuals are limited to formal therapies and must make progress steadily and quickly in order to qualify for the few weeks of treatment they are allotted. In our experience, individuals who have brain injuries recover in many different ways and an extraordinary variety is necessary to address the highly individual tendencies, tastes, abilities, and needs displayed by all human beings, including those recovering from a brain injury.


Emotional Adjustment

Cognitive rehabilitation can help the individual become aware of what they can do and how they can achieve what is important to them. It must of course also include awareness of the injury and its consequences. Acquiring this awareness is a difficult aspect of recovery and it must be managed skillfully. It must be managed by a collaboration of family, friends, and professionals who are capable of establishing trust, who are solidly and convincingly hopeful, and who can help the individual identify their strengths, resources, and opportunities. One of the unique talents a brain injury specialist must possess is the ability to replace self-doubt with belief that progress is not only possible, but likely, one step at a time.

Efforts to think and to manage everyday situations must be supported continuously, with great care and competence, so that the individual gradually becomes able to move through seconds, then minutes, and then hours and days at a time, with a more continuous calm, clarity, purpose, and success. Virtually every hour of the day can be engineered to count toward improved mental function, self-awareness, and emotional stability by providing skilled, intensive therapeutic support.

Lots of simple actions such as greeting the individual positively each day, previewing and planning the day's activities each morning, checking-in frequently with the individual, always speaking respectfully, answering each request patiently, helping the individual reason through everyday challenges, encouraging a sense of humor and acceptance, and at the end of the day, reflecting back on small triumphs, and buoying hope are all enormously valuable. Having enough of these kinds of interactions is an essential key to sustaining high levels of awareness, performance, and motivation.


Working Through Roadblocks

The art of cognitive rehabilitation is in knowing how to formulate meaningful, realistic goals, how to engage and motivate the individual, how to encourage persistence, and elicit awareness of progress. There are many clinical judgments required to sustain progress and to work through the daily interference of anger, self-doubt, and other potential roadblocks. Skilled therapists are able to recognize when it is time to switch from one goal to another, from one therapeutic activity to another, from one approach to another, or from one rehabilitation setting to another. The ongoing need for a supportive, overtly hopeful environment, for lots of personally meaningful daily activity, and for a patient, persistent effort by and for family to help the individual find self-acceptance cannot be overly stressed. Sometimes the only roadblock is time. We have seen a number of individuals who, despite our best efforts, seemed to have “plateaued,” only to suddenly begin to progress and benefit from treatment again at a later time.


The Limits of Progress

Some individuals with cognitive impairment improve for years after their injury. Some progress "slow and steady" while others may have episodes of improvement that start and stop several times over several years. We simply don't know why some individuals recover more cognitive ability than others and what accounts for different patterns of recovery.

Rehabilitation time is often so limited and research so poorly funded that it is unlikely we will know the true potential for long term recovery until there is a public outcry for change in reimbursement rules and an increase in funding for research. Much of the most meaningful recovery can take place in the post-acute phase of recovery. Post-acute rehabilitation, however, is rarely reimbursed by insurance.

In any case, no therapy, including cognitive rehabilitation, can ever guarantee progress. It is almost certain that a significant injury will leave a permanent mark on the person's cognitive ability, personality, and relationships. This is a reality that all individuals who have had an injury, their families, and brain injury specialists must face each and every day.


Ultimate Recovery: A Conspiracy of Belief

One of the great dangers following the trauma of brain injury is that we may become emotionally blindered and unable to see anything but impairment. We may also romanticize about how perfect everything was before the injury. A narrowed and distorted perspective on life may be the ultimate disability affecting family members as well as the person with the injury.

Is it possible to recover hope, belief in self, a sense of wholeness, even joy? Sure it is, if our focus is not so narrow that all we see are deficits and loss. This will be enormously difficult at first. But eventually, a little bit at a time, we must try to put brain injury in the context of the life and limitations we all face, with or without a brain injury.

Fact: Life is challenging for everyone. In fact, life is extremely challenging for everyone. And one of the greatest challenges of all is to feel we are important, worthy, and that our lives matter. Meaning is not something we find by accident. Meaning is something we must actively seek and create for ourselves through the beliefs that we cultivate.

The major barriers to “ultimate recovery” are the beliefs and habits we had prior to brain injury, the taking for granted of everyday experience, the thoughtless indulgence in any number of daily experiences that served as short cuts to feeling worthwhile; the belief that status, material possessions, food, sex, alcohol would provide a satisfactory substitute for coming to terms with life, its limitations, as well as its simple, yet profound joys.

Happiness and joy come mostly from small things: a sunny day, a welcome breeze, the flight of birds, a child's laughter, a well-hit baseball, the smell of cinnamon, a warm smile, a friend... These and thousands of other experiences are within our grasp if we are willing to take notice and to believe in their importance, in their “enoughness.”

A second step is to work on reducing negative judgment. But we are born and bred of a society of self-judgers and self-criticizers. We hold the power over how those in our lives will be evaluated, beginning with ourselves. Red hair, no hair, being skinny, being fat, shy, outgoing, or any other human trait do not, or should not determine a person's meaning, importance, or worthiness. Neither should a wheelchair, a speech deficit, a memory disorder, or impulsive behavior. Goodness, beauty, wisdom, or any attribute we may wish for are in the eye of the beholder. So is "imperfection" in the eye of the beholder; so is "inadequacy," "disability," "futility," and many other judgments we make throughout our lives.

Being highly self-critical is so common today that we can regard it as "normal." The evidence and the result of this is that anxiety-related illness, suicide, divorce, and depression are rampant in our society. Even those of us who come off as self-assured are likely to be covering up beliefs that we are fundamentally inadequate. And remember, this is "normal" behavior. There is no unique connection between feeling inadequate and brain injury.

Here are some questions to consider: If we all struggle with self-acceptance, isn't a person with a brain injury who cannot accept themselves just behaving "normally" (like the rest of us)? And isn't the quest for self-acceptance a quest that unites us and equalizes us, those of us with and without brain injury?

A third major step is to let go of anger. When many of us consider ourselves and our own lives we are self-critical to the point of going through life angry because we are not one thing or another. Let go. Just. Let. Go. It feels better to feel good than to feel angry. Try it. Smile right now no matter how you feel. If you did it and you felt even a little better you experienced your power to choose your mood. Anger is a choice. So is being happy. This power to choose needs to be exercised daily until you’re good at it.

Is lasting happiness truly within our grasp? Certainly, if we are willing to join together and conspire to believe in it, and to create happiness by engaging each other with the belief that each of us is adequate, worthy, and good, a little bit and a little more each day. When the individual who has been injured is engaged in a family or community of such conspirators the effect can transform even a tragedy of the flesh into a triumph of the spirit.




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